I read your arguments as strong support for the proposed extension of the PREMIS dictionary.


In Use Case 1 we tried to capture your argument about significant characteristics belonging to Intellectual Entities ( 1) A repository may want to represent an Intellectual Entity in order to capture descriptive metadata for it, have business requirements associated with it, show relationships, give high level rights information, or record related events and/or agents.). We consider significant characteristics to be a set of business requirements associated with the Intellectual Entity.  The proposed changes were strongly motivated by the Planets preservation model in which we associate all business requirements with Intellectual Entities. (The exception is that, for bit preservation, there are obvious significant characteristics of the files themselves: E.g. the bit sequence must be preserved or be re-constructible.)


I don’t agree, however, that the setup configuration of a software application should be captured about the IE. Software configuration is part of the whole rendering stack to which the files belong. With different representations come different files, rendering stacks and software configurations. In Planets we associate an Intellectual Entity with an Environment object. This environment object can be represented through a choice of rendering stacks. The environments can have their own business requirements attached to them and the chosen rendering stack should satisfy those. This is one reason why I would like for us to introduce a separate Environment conceptual entity in PREMIS which we can associate with Intellectual Objects as well as with their chosen representation.


   Best wishes,

...........                      Angela

From: PREMIS Implementors Group Forum [mailto:[log in to unmask]] On Behalf Of Euan Cochrane
Sent: 13 December 2010 23:16
To: [log in to unmask]
Subject: Re: [PIG] PREMIS description of Intellectual Entities


Hi all,


This may not be the best place for this tirade but in the interests of livening up the discussion here I go:



NB: these are my personal opinions and not the official view of Archives New Zealand. Also, I am quite sure I've missed something important here and would love to be proven wrong about this.



As I see it, the object of digital preservation is the intellectual entity. That is what is preserved post-migration/normalisation (after-all it can't be the files as we have replaced them) and what is accessed/preserved/performed through emulation.


The strongest case for having intellectual entities in PREMIS is so that practitioners can identify the relationships between the so called "content"-files and other software application files that the intellectual entities rely on and the intellectual entities themselves. Including a strong/clear description of the intellectual entity would help to enable digital preservation practitioners to judge or test, post-migration, whether the intellectual entity had been preserved, and/or judge or test whether an emulation solution had adequately performed/presented/accessed the intellectual entity.


The significant properties/essential characteristics that are often talked about within the digital preservation community are (surely?!) properties of the intellectual entity, not  any particular file that it may rely upon. For example, formatting, colour, layout, size, information conveyed, interactivity, footnotes, etc etc etc. They happen to be presented to the user via a combination of files including  one or more "content" files and many application/software files but in theory could be presented to the user using a completely different set of files (e.g. post-migration).


By analysing "content" files it is possible to have an indication of what significant properties an intellectual entity has, for example a photo that relies on a file with a .jpg extension might reasonably be presumed to have a certain intended size based on an assumption about the way the information in the "content" file is organised and on an assumption about what software application files are to be used in performing the intellectual entity. However these are only indications/indicators and do not define what the intellectual entity definitely is. The assumptions could be wrong. The file could have been created in a way that was slightly different to the standard that it was presumed to adhere to and the intellectual entity might rely on completely different software application files for it's performance. The performance through these different software application files might present a larger sized photo that was initially presumed as the application files may "re-interpret" the "content" files when conducting the performance.


There are two implications of this:

1. The significant properties of an intellectual entity rely on more than one file for presentation in any case (one or more "content" files and a number of application files). So they can rarely (if ever) be attributed to any particular file. --so they have to be documented across multiple files and about the thing that does cross multiple files i.e. the IE

2. The significant properties may be indicated by properties in any one file (e.g. a "content" file) but they are aren't defined by them. The fact that a file contains information that indicates that is adhering to a particular formatting standard or is intended to be rendered as an image with a particular size on screen doesn't mean that is what the creator intended, nor does it mean that the file is actually adhering to the particular formatting standard.   It does indicate that but both of these things are best ascertained by asking/interrogating the creator and capturing that information as metadata.  -- so the significant properties are best captured about the IE because they are only indicated by properties of any particular files, not defined by them.


Another thought is that the setup configuration of a software application can not in many cases be derived from a content file. This means that this has to be captured elsewhere. This should be captured about the IE as it is the only logical place (I think).


In other words: we need to document preservation metadata about IEs and PREMIS should have a spot for it


Ok, so good luck making sense of that. I think I have confused myself now.






Euan Cochrane

Senior Advisor, Digital Continuity 

Archives New Zealand 


DDI 04 894 6077

E [log in to unmask]

From: PREMIS Implementors Group Forum [mailto:[log in to unmask]] On Behalf Of Priscilla Caplan
Sent: Tuesday, 14 December 2010 6:03 a.m.
To: [log in to unmask]
Subject: [PIG] PREMIS description of Intellectual Entities


The PREMIS Editorial Committee has been discussing whether and how to allow the description of an Intellectual Entity in the PREMIS Data Dictionary.    Currently a PREMIS Object can link to an Intellectual Entity but you can not use PREMIS semantic units to describe the Intellectual Entity.

PREMIS defines Intellectual Entity as "a set of content that is considered a single intellectual unit for purposes of management and description: for example, a particular book, map, photograph, or database. An Intellectual Entity can include other Intellectual Entities; for example, a Web site can include a Web page; a Web page can include an image. An Intellectual Entity may have one or more digital representations."

The EC has had several requests to consider expanding the Data Dictionary to include description of Intellectual Entities.  We identified a number of use cases for doing this, although not all cases are equally strong.

1) A repository may want to represent an Intellectual Entity in order to capture descriptive metadata for it, have business requirements associated with it, show relationships, give high level rights information, or record related events and/or agents.

2) The repository may want to represent a batch of files with similar properties (e.g. environments) in order to avoid repetition of this information.  The files would not consitute a representation. 

3) The repository is sending a copy of an archived AIP containing multiple representations to another repository (for example, using the TIPR Repository Exchange Format) and wants to describe the package as a whole, as distinct from each representation.

4) The repository may want to describe a complex event such as a web craw.

5) The repository may want to distinguish intellectual file properties from actual file properties.

6) The repository may want to capture versioning information at the Intellectual Entity level for IE's such as articles or issues.

The EC's modeling showed that the most satisfying way of including Intellectual Entity in the Data Dictionary was to treat it as a fourth type of Object entity, along with Representations, Files and Bitstreams.  The advantages to this approach are:

  • It is intuitively similar to Objects
  • The Data Dictionary will be more compact.
  • We can simplify the Data Dictionary because we could drop links such as linkingIntellectualIdentifier
  • We could directly attach events, agents and indirectly rights to intellectual entities

Analysis has shown that nearly all of the semantic units applicable to Representations also seem applicable to Intellectual Entities.  Of course, this changes the Data Model and requires a major revision of the Data Dictionary.  Version 2.1 of the Data Dictionary is coming out very soon, and will not include any change to Intellectual Entity.  If we did add Intellectual Entity as a fourth Object type, it would probably be issued some time in the future as Version 3.0.

Before finalizing such a change, we would like to hear any comments the community of PREMIS implementers may have.  Do you see use cases for describing Intellectual Entity in PREMIS?  Are you comfortable with defining a new type of Object Entity?  Do you see semantic units that apply to Representations that do not apply to Intellectual Entities?  Are there additional semantic units that would pertain to Intellectual Entities that would be useful to include in the Data Dictionary?

If you have comments, please send them to the PIG list ([log in to unmask]) so we can get some open discussion going on this.



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